Condensed phase conversion and growth of nanorods and other materials instead of from vapor

ABSTRACT

Compositions, systems and methods are described for condensed phase conversion and growth of nanorods and other materials. A method includes providing a condensed phase matrix material; and activating the condensed phase matrix material to produce a plurality of nanorods by condensed phase conversion and growth from the condensed phase matrix material instead of from vapor. The compositions are very strong. The compositions and methods provide advantages because they allow (1) formation rates of nanostructures necessary for reasonable production rates, and (2) the near net shaped production of component structures.

STATEMENT AS TO RIGHTS TO INVENTIONS MADE UNDER FEDERALLY-SPONSOREDRESEARCH AND DEVELOPMENT

This invention was made with Government support under contract No.DE-AC05-96OR22464 awarded by the United States Department of Energy toLockheed Martin Energy Research Corporation, and Contract No.DE-AC05-84OR21400 awarded by the U.S. Department of Energy to LockheedMartin Energy Systems, Inc., and the Government has certain rights inthis invention.

BACKGROUND OF THE INVENTION

1. Field of the Invention

The invention relates generally to the field of materials science andengineering. More particularly, the invention relates to the condensedphase conversion and growth of nanorods and other materials.

2. Discussion of the Related Art

Carbon nanotubes are stretched versions of hollow fullerenes and can bethought of as fibers formed of perfectly graphitized closed seamlessshells, with unique mechanical and electronic features sensitive totheir geometry and dimensions. Carbon nanotubes were discovered by Dr.Sumio Iijima, a researcher specializing in electron microscopy at NEC'sR&D group in Ibaraki, Japan, in 1991, while working on “buckyballs” orbuckminsterfullerenes. Since this discovery, several groups havedemonstrated the synthesis of various carbon nanotubes and have shownmethods for collection, purification and incorporation of these carbonnanotubes in small components and composite structures.

Carbon nanotubes are a relatively new, elegantly geometrical materialwhich can ignite a revolution in electronics, computers, chemistry,automotive, aerospace, defense programs and a myriad of structuralsystems. However, these improvements can only be realized if themanufacturing development aspects are addressed to “leap-frog” thepresent state of the art. All previous methods for forming nanotubematerials are by vapor phase processes.

Heretofore, growth mechanisms for the formation of carbon nanotubes,both single-wall carbon nanotubes (SWCNTs) and multi-wall carbonnanotubes (MWCNTs), have not been understood. This has prevented therequired “leap-frog” scaling to manufacturing technology for largestructures.

Carbon nanotubes include both multi-walled carbon nanotubes (MWCNTs) andsingle-walled carbon nanotubes (SWCNTs). MWCNTs have exhibited ballisticconductance at room temperature. Ballistic conductance is a phenomenonin which electrons pass through a conductor without heating. Acommercial approach to fabricating MWCNT would enable atomic andmolecular-sized electronic devices that offer unique applications.

Single-walled carbon nanotubes (SWCNT) were discovered in 1993. AlthoughSWCNT are currently only produced in small quantities, their remarkableelectrical properties are rapidly being developed for commercialapplications nearly as quickly as they are discovered. SWCNT are assmall as 1 nm in diameter and can be up to 3 cm long. SWCNT have alsoexhibited ballistic transport (lossless current propagation) when usedas metallic molecular wires.

SWCNT have the potential to add tremendous capability and functionalityto future systems. Components fabricated from SWCNT would represent thestrongest possible structural material with other unique physicalproperties. SWCNT structural materials would posses a strength to weightratio of 812 to 1 over aluminum and 731 to 1 over titanium. SWCNT havealready shown conductivities greater than copper at room temperature.SWCNT have exhibited both high thermal and electrical conductivities andcould provide unique low observable components. Incredible potential forincreased ballistics survivability if not invulnerability appears quitepossible.

In addition, SWCNTs also possess other unique properties which hold evengreater, almost unimaginable, economic opportunities and importance forour national energy and defense goals. SWCNT are the strongest materialknown to man, with over 1 TPa Young's modulus in the axial direction.Bundled SWCNT are predicted to have the largest strength-to-weight ratioof any known material, and promise new generations of lightweight,supertough structural materials which could replace metals in the bodiesand engines of automobiles, aircraft, and ships, as well as form a newclass of energy-efficient building materials. Single-walled carbonnanotubes are also highly thermally conductive, can withstand hightemperatures, and are resistant to even strong acids. These featuresmake them extremely desirable for aerospace applications. The weightsavings benefits from SWCNT-construction would enable higher payloadsfor the next generation of space shuttles and airplanes. Alternatively,cables from SWCNT are predicted to be strong enough to hoist payloadsfrom the earth's surface to orbiting space stations. Finally, SWCNTrecently exhibited 8 wt. % hydrogen sorption (the highest for any carbonmaterial) which make them desirable for hydrogen storage fuel cells forclean cars of the future.

Currently, structural applications of SWCNTs incorporate them inconventional fiber/epoxy systems. The SWCNT must be created, collected,purified, and then mixed with a matrix material for the production ofcomposite structures (i.e., polymeric or resin composite structures).

By doing this, SWCNTs have not reached their full structural applicationpotential. Limitations in the mechanical properties of the epoxy resinsand costs associated with manufacturing using the fabrication processesassociated with fiber/epoxy systems severely limit the capability andapplication of SWCNTs.

Currently SWCNTs are produced in laboratory-scale environments by 3techniques at maximum rates of 16 grams/day. SWCNTs are produced bylaser vaporization (LV) (approximately 1 g/day), electric-arcvaporization (AV) (less than 100 g/day) and most recently by chemicalvapor deposition (CVD) (growth rates of 100 μm/hour, albeit over largeareas). The LV and AV methods produce loose nanotubes which are grown inthe gas-phase from co-vaporized carbon and approximately 1% catalystmetal. CVD utilizes thermal decomposition of a mixture ofcarbon-containing and metal-catalyst-containing precursor gases (e.g.,methane and ferrocene) above a hot substrate. These methods are notsuitable for direct fabrication of structural components. Minimumproduction rates of several kg/hour (roughly a factor of 1000improvement) must be achieved for cost-effective replacement of currentstructural materials in high value-added products.

While recipes have been phenomenologically developed for synthesis ofSWCNTs by each of the three methods described above, it is noteworthythat virtually no in situ diagnostics have been developed tocharacterize the growth process. As a result, the growth process is notunderstood and, consequently, these processes are not optimized.

In April 1999, a symposium was held in Washington, D.C. to address theproblem of large-scale production of carbon nanotubes. Two conclusionswere emphasized: First, the synthesis process must be understood and insitu diagnostics must be developed to help optimize it. Second, ahigh-volume industrial process must be developed at low cost.

SUMMARY OF THE INVENTION

Thus, a goal of the invention is the optimized fabrication ofcompositions that include nanorods that are at least partiallyinterwoven, resulting in a composition of matter. Another goal of theinvention is a low cost method of activating a condensed phase matrixmaterial containing source into nanorods.

One embodiment of the invention is based on a composition, comprising: aplurality of nanorods that define a local volume, said local volumeincluding a fraction, said plurality of nanorods within at least saidfraction of said local volume interrelated to define (a) a substantiallyrandom distribution of intersection angles between said plurality ofnanorods and (b) a localized packing density greater than 50% of atheoretical maximum packing density, which does not account for anyvoids within said plurality of nanorods. Another embodiment of theinvention is based on a method, comprising: providing a condensed phasematrix material; and activating said condensed phase matrix material toproduce a plurality of nanorods by condensed phase conversion growth.

These, and other goals and embodiments of the invention will be betterappreciated and understood when considered in conjunction with thefollowing description and the accompanying drawings. It should beunderstood, however, that the following description, while indicatingpreferred embodiments of the invention and numerous specific detailsthereof, is given by way of illustration and not of limitation. Manychanges and modifications may be made within the scope of the inventionwithout departing from the spirit thereof, and the invention includesall such modifications.

BRIEF DESCRIPTION OF THE DRAWINGS

A clear conception of the advantages and features constituting theinvention, and of the components and operation of model systems providedwith the invention, will become more readily apparent by referring tothe exemplary, and therefore nonlimiting, embodiments illustrated in thedrawings accompanying and forming a part of this specification. Itshould be noted that the features illustrated in the drawings are notnecessarily drawn to scale.

FIG. 1 illustrates a view of one approach to condensed phase conversionand growth, representing an embodiment of the invention.

FIG. 2 illustrates a transmitting electron micrograph of a mosaic ofmulti-walled nanotubes, representing an embodiment of the invention.

FIG. 3 illustrates a transmitting electron micrograph of multi-walledcarbon nanotubes protruding from an annealed soot sample, representingan embodiment of the invention.

FIG. 4 illustrates a transmitting electron micrograph of a long bundleof single-walled carbon nanotubes protruding from an annealed sootsample, representing an embodiment of the invention.

FIG. 5 illustrates a transmitting electron micrograph of a bundle ofsingle-walled nanotubes, representing an embodiment of the invention.

FIGS. 6A-6C illustrate schematic views of an apparatus for producing acondensed phase matrix material and nanorods, representing an embodimentof the invention.

FIGS. 7A-7B illustrate transmitting electron micrographs ofsingle-walled nanotube bundles and short single-walled nanotubes,respectively, representing embodiments of the invention.

FIGS. 8A-8D illustrate results from a single-walled nanotube synthesistechniques, representing an embodiment of the invention.

FIGS. 9A-9D illustrate plasma emission (dashed lines) and laser-inducedluminescence (solid lines) spectra from a condensed phase conversion andgrowth technique, representing embodiments of the invention.

FIG. 10A illustrates a scanning electron micrograph image ofsingle-walled nanotube bundles, metal catalyst particles, andunconverted carbon soot, representing an embodiment of the invention.

FIG. 10B illustrates a transmitting electron micrograph of single-wallednanotube bundles, representing an embodiment of the invention.

FIG. 11A illustrates a high resolution transmitting electron micrographof bundles of single-walled nanotubes, representing an embodiment of theinvention.

FIG. 11B illustrates a cross section of a nanotube bundle, representingan embodiment of the invention.

FIG. 12 illustrates images of nascent plasma emission from the plume ofa vaporized carbon/nickel/cobalt target material for various times atboth 1000° C. and at room temperature, representing embodiments of theinvention.

FIG. 13 illustrates distance from a target as a function of time afterablation for both 1000° C. and room temperature, representingembodiments of the invention.

FIGS. 14A-14D illustrate results from a single-walled nanotube synthesistechnique, representing an embodiment of the invention.

FIGS. 15A-15E illustrate images of Rayleigh scattered light and plasmaemission from a carbon vapor plume generated by laser ablation,representing embodiments of the invention.

FIGS. 16A-16B illustrate results from a process, representing anembodiment of the invention.

FIGS. 17A-17J illustrate plasma emission (lighter curve) andlaser-induced luminescence (black curve) spectra measured at differenttime delays after a laser pulse, representing embodiments of theinvention.

FIGS. 18A-18H illustrate plasma emission (lighter curve) andlaser-induced luminescence (black curve) spectra measured at differenttime delays after an ablation laser pulse, representing embodiments ofthe invention.

FIGS. 19A-19C illustrate results from a single-walled nanotube synthesistechnique, representing an embodiment of the invention.

FIGS. 20A-20B illustrate results from a single-walled nanotube synthesistechnique, representing an embodiment of the invention.

FIG. 21 illustrates a temperature time domain envelope for processes,representing embodiments of the invention.

FIGS. 22A-22G illustrate a variety of nanorods, representing embodimentsof the invention.

FIG. 23 illustrates the number of nanorod intersections as a function ofthe angle of intersection for nanorods that composed a composition,representing an embodiment of the invention.

FIG. 24 illustrates a three dimensional structure including acomposition, representing an embodiment of the invention.

FIG. 25 illustrates a transmitting electron micrograph of pre-seededcondensed phase matrix material, representing an embodiment of theinvention.

FIG. 26 illustrates a TEM image of a composite obtained by annealing thematerial shown in FIG. 25, representing an embodiment of the invention.

DESCRIPTION OF PREFERRED EMBODIMENTS

The invention and the various features and advantageous details thereofare explained more fully with reference to the nonlimiting embodimentsthat are illustrated in the accompanying drawings and detailed in thefollowing description of preferred embodiments. Descriptions of wellknown components and processing techniques are omitted so as not tounnecessarily obscure the invention in detail.

The context of the invention includes structural composite materials.The context of the invention also includes quantized conductancemulti-value semiconducting behavior and nanoscale transistors. Thecontext of the invention also includes arrays of patterned nanotubes asworking field emitters for flat-panel displays and lighting.

The invention can include compositions that include nanorods. Referringto FIGS. 22A-22G, the nanorods can include solid or hollownanostructures. The nanorods can include substantially cylindricalnanostructures (e.g., nanowires, single wall nanotubes, and multi-wallnanotubes). While substantially cylindrical nanostructues includenanotubes and nanowires which have a round cross section, the inventioncan include nanorods can include polygonal nanostructures (e.g., square,rhomboid and hexagonal). Preferred embodiment of the nanorods areelongated. The invention can also include arbitrary polygonalcross-section nanostructures as well as tapering fibrils. The nanorodscan be at least partially interwoven to define intersection angles, asdiscussed below in more detail. The composition can have a packingdensity, as also discussed below in more detail.

The invention can include condensed phase matrix material grown by laservaporization (e.g., soot particles and/or short nanorods) made by laservaporization, arc, chemical vapor deposition, or any other technique(s).Deposited carbon and metal catalyst nanoparticles and clusters ofnanoparticles were heated to result in solid-state conversion to carbonnanotubes.

The invention can also include in situ diagnostic techniques used tocharacterize the conditions for nanomaterial growth. These techniqueswere used to yield the first images and spectroscopy of carbon nanotubegrowth dynamics by laser ablation. These results indicate a new approachfor cylindrical nanostructure growth which is capable of fulfilling thehigh growth rates and directed deposition needed for commercial scale-uptoward structural applications.

In more detail, fundamental SWNT-synthesis experiments were performedwith spectroscopic measurements which serve as in situ diagnostics ofthe manufacturing process. Furthermore, these results allow the use ofhigh-volume manufacturing technologies for rapid nanotube growth,satisfying the needs and restrictions of commercial manufacturing. Theinvention includes increasing SWNT component manufacturing rates (by afactor of 100) for large-scale manufacturing is a major advance inmaterials science, with momentous implications for the synthesis ofother materials.

Carbon nanotubes (CNT)s; including MWNT (multiwalled nanotubes) and SWNT(single-walled nanotubes) and other crystalline or amorphous materialscan theoretically grow at extremely fast rates (cm/s axial growth forCNTs). However growth rates of epitaxial, adherent films of thesematerials often occurs at a demonstrated maximum rate approximately 10⁶times slower. This disclosure outlines new solid state conversionapproaches for growth of carbon nanotubes which defeat the limitation toachieve high-rate, directed-growth of carbon nanotubes atnear-theoretical (cm/s) growth rates. These solid-state conversionand/or particle delivery methods are general and apply to high-rate bulkconversion or deposition of other materials onto surfaces. The inventioncan include the formation mechanism of carbon nanotubes, the growth ofcarbon nanotubes from heat-treated, annealed, or sintered mixtures ofcarbon powder and catalyst powder, methods for achieving such, andmethods for the fabrication of components or structural materials withreasonable growth and/or deposition rates at least 100 times thepresently demonstrated rate. Additionally, the invention shows that theformation of CNTs from condensed phase conversion and/or particlesinstead of from vapor. In order for SWCNT to reach their full potential,the fabrication of monolithic CNT structures, a production process needsto be devised that will allow (1) formation rates of CNTs necessary forreasonable production rates, (2) the near net shaped production ofcomponent structures, and (3) a number of manufacturing methods to beused including direct fabrication processes. The invention fulfills all3 of these.

The invention can include a method for very rapidly growing carbonnanotubes from heat-treated, annealed, or sintered mixtures of carbonpowder and catalyst powder. The method provides for conversion of solidor powdered material instead of vapor.

The invention can include an approach, methods, and strategies, termedcondensed phase conversion growth, which when performed with solidfeedstock can be termed solid state conversion growth and when performedby deposition processes can be termed solid-state particle conversionepitaxy, for rapid growth of carbon nanotubes and other crystallinematerials at production rates that allow the manufacture and directfabrication of components by, as one example, the following sequence ofoperations. Introduction of carbon-based feed material which isvaporized to form atomic carbon. Introduction of metal catalyst feedmaterial which is vaporized to form atomic metal. The carbon formsnano-sized particles after an appropriate time which agglomerates andclusters. The metal catalysts forms nano-sized particles after anappropriate time interval at a later time compared to the carbonparticles which agglomerates and clusters. The invention can includemetal catalyst nanoparticles and carbon nanoparticles, as well asaggregates of these, as source material for the solid state conversionprocess. The deposited and/or collected carbon and metal catalystparticles are heated, sintered, or annealed to form the carbon nanotubestructure. The particle-based supply is at a high rate sufficient tomaintain the growth of the carbon nanotubes. The deposition is performedby a method to allow and achieve directed growth and/or directeddeposition of carbon nanotubes. The directed growth is performed by amethod to allow and achieve the specific shape and form of a specificcomponent geometry and structure.

The source of the matrix material (e.g., carbon) and/or metal catalystfeed materials can be powder, wire, rod, gas, liquid, etc., in atomicand/or molecular forms and either fed independently or as a preblendedmaterial in the appropriate carbon-to-metal concentration ratio. Thecondensed phase source material can be a solid phase template. Inembodiments of the invention where templates are used, they can benanorods. To help ensure the production of single wall nanotubes, it canbe an advantage to use templates that include single wall nanotubes.More generally, if the nanorods are used as templates, they can bepreviously prepared by condensed phase activation and growth.

The production of the source material by vaporization of the carbon andmetal catalyst feed materials can be achieved by one of several rapid,high heat flux methods including CVD, laser, plasma energy, modifiedthermal spray processes (which include a number of processes such asplasma spray, combustion spray, flame spray, high-velocity oxyfuel ofHVOF spray, or arc spray), arc processes, infrared radiation, microwaveenergy, etc. The production of the source material by vaporization ofthe carbon and metal catalyst feed materials can also be achieved bymechanical techniques such as fracture, grinding, etc, and/or by ion orlaser beam coupled mechanical approaches such as, for example,laser-fracture or laser-surface modification, etc.

The heating, sintering, or annealing of the deposited or otherwisecollected particle clusters can be achieved by one of several rapid,high heat flux methods including CVD, laser, plasma energy, modifiedthermal spray, arc processes, infrared radiation, microwave energy,etc., methods.

The process outlined above can be represented by the generic drawingshown in FIG. 1. Several specific processes will be described below toprovide examples relative to the generic process depicted in FIG. 1.

FIG. 1 depicts an outline of the key elements to Particle ConversionEpitaxy process. Diffusion-limited transport is overcome by particleinertia and/or particle-assisted delivery to supply material to thesubstrate at high rates. Particle conversion by auxiliary heating is themethod for rapid epitaxy, as in the case for carbon nanotubes.

The invention can include the use of (e.g., sub 100-nm diameter)catalyst metal particles (e.g., Fe, Ni, Co, Rh, Pa, or alloys containingthese). An alloy of 50% Ni and 50% Co can be used.

The invention can also utilize data processing methods that transformsignals from the nanorods to control the production and/or fabricationprocess. For example, the invention can be combined with instrumentationto obtain state variable information to actuate interconnected discretehardware elements. For instance, Raman scattering can be used to measurethe amount of nanotubes based on the amplitude of the received signal,characterize the diameter of the nanorods and/or determine whether theyare metallic or semiconductor. The Raman scattering data to control theactivation by changing the temperature (e.g., increase temperature),changing the powder feed rate of a source of condensed phase matrixmaterial (e.g., decrease feed rate) and/or changing the concentration ofa catalyst (e.g., increase catalyst concentration).

The invention can include a method to produce free-stranding structuresor components of carbon nanotubes whereby (1) the carbon nanotubesand/or carbon nanotube clusters with the appropriate concentration ofnano-sized metal catalyst particles or clusters are deposited onto amold, pattern, mandrel, or substrate tooling, heat-treated, annealed, orsintered to form a monolithic carbon nanotube structure, followed byremoval of the mold, pattern, mandrel, or substrate tooling, to form thecomponent. An example describing this practice is outline by thefollowing sequence of operations.

An aluminum pattern or mold with internal cooling channels is producedby some technique such as forming, casting, or machining. The aluminummold is coated with a very light coating of colloidal graphite using acloth dampened with the colloidal graphite. The aluminum mold is nickelplated by some technique such as electrochemical deposition of a0.001-in. or thicker coating. Carbon nanotubes and/or carbon nanotubeclusters with the appropriate concentration of nano-sized metal catalystparticles or clusters are mixed to form a slurry (the particles,clusters, or powder and suspension medium are mixed to produce ahomogeneous paint or slurry for deposition on the workpiece surface viabrush- or spray-painting). The slurry is brush painted, spray painted,or otherwise deposited onto the nickel surface. The slurry depositedmaterials are heat-treated, annealed and/or sintered. The mold orpattern is removed by flowing liquid nitrogen to cool and shrink thealuminum mold relative to the carbon nanotube structure or component.The nickel skin maybe left with the part or removed.

On a generally smaller scale, the invention can include the threedimensional integration of matrix material by a series of lithographic(or other 2D) steps to provide a 3D structure. In this way, a 3Dstructure of interconnected circuits can be fabricated in one (or more)processing step(s). Referring to FIG. 24, a 3D structure 240 isdepicted. The 3D structure 240 includes a first layer 250, a secondlayer 260, and vertical interconnects 270. Optional catalyst particles280 are shown at the interconnections between the individual membersthat compose the 3D structure 240. The entire network can be packed in afiller material (not shown) and then activated and grown (i.e.,converted) in one step. The 3D structure 240 can be coupled to asubstrate 290. The substrate 290 can be flat or curved as shown in FIG.24.

Recently, however, we demonstrated a proof-of-principle study thatcarbon nanoparticles and catalyst nanoparticles can form carbonnanotubes if they are annealed at approximately 1200° C. This providesthe opportunity, for the first time, to attempt particle-baseddeposition of carbon and catalyst particles to satisfy high-ratenanotube growth. The powder-delivery method must be capable of supplyingsub-100 nm particles to the surface, unlike conventional thermal spray.This technique can be termed solid-state nanoparticle conversionepitaxy.

Methods

Preferred methods supply enough material to the film surface to satisfyrapid condensation at near-theoretical growth rates (Carbon nanotubes:10 cm/s). Preferred methods should also provide the correct temperatureand excitation conditions for transformation of feedstock into nanotubeson the growing surface.

Method 1

Thermal, spray involving carbon feedstock powder and metal catalystpowder injection. With proper choice of powder size, standoff distance,substrate temperature, feed rates, gun design, power level, arc gascontent, and other parameters typical of thermal spray processes, it ispossible to adjust the flux of material arriving near the surface toconsist of nanoparticles with the excess plasma torch carrier gas (e.g.Ar, Ar/He, or Ar/H2 such that the subsequent solid-state conversionprovides a rapid growth sufficient to achieve component fabrication.

Method 2

Powder delivery plus laser heating of the powders near boundary regionAny powder delivery mechanism supplying powders to the surface, coupledwith laser heating, fracture, or vaporization of the powders at thesubstrate. The powder delivery achieves the proper feed rate to thesurface while the laser supplies the energy required for conversion intonanotubes.

Method 3

Thermal Spray or CVD and Extremely Rapid Cluster Condensation Anyvapor-delivery method in which the vapors are converted to clusters enroute to the substrate of size large enough for deposition, coupled withplasma excitation, laser excitation, or substrate heating capable ofconversion into nanotubes on the surface.

Method 4

A particle-driving technique can be used. These following techniques maybe used in conjunction with the above techniques, or separate from them.Laser generated particles coupled with laser heating of the particles enroute. Electromagnetic deposition—Arrangement of electrostatic,magnetic, or combined fields to induce transport of charged particles tothe surface. Internal fields within plasmas, plasma torches, rf-plasmas,etc. which accomplish this task or external fields from parallel plates,coils, electromagnets, magnets, etc. are included in this approach.Conversion-driven deposition—Inducing a feedstock (gas, nanoparticles,etc.) number-density flow deposition due to the rapid conversion ofnanoparticles to epitaxial carbon nanotubes on the substrate, resultingin an increased flow of feedstock to the substrate due to diffusion.

Method 5

A pure feedstock vapor or feedstock particle delivery technique can beused. Any laser vaporization or particulate generation technique whichpermits the delivery of feedstock particles and/or vapor to thesubstrate surface without carrier gas. Laser vaporization of tapes orwires, relying upon the momentum given the material from the plumeexpansion process. Explosive vaporization of tapes or wires, byelectrical or other technique, for the same purpose.

Method 6

An infrared high heat flux method can be used. IR radiation heatingprovides a technique for rapidly heating the feed stock carbon-based andmetal catalyst materials and/or the deposited carbon and metal catalystclusters or particles. The later heating or sintering effects theparticle conversion into an epitaxial deposit. IR radiation heatingprovides a technique for rapidly heating the feed and/or depositedmaterial while maintaining a substantially lower workpiece substrate ormold temperature. Infrared radiation heating is preferably performed inan IR heating furnace. A variety of IR sources are available. Forinstance, Infrared Technologies, LLC, located in Oak Ridge, Tenn.,manufactures specialized IR furnaces which incorporate tungsten-halogenbased IR sources. A more powerful IR furnace, incorporating aplasma-based IR source, is manufactured by Vortek, Inc. of Vancouver,Canada. This particular plasma-based furnace operates as a line-focustype system, whereby the coating is treated by scanning across thecoating surface.

By maintaining the workpiece temperature below a critical value, thedeposited clusters or particles are modified while controlling themicrostructure of the underlying workpiece material. The temperature towhich the coating is heated is accurately controlled by varying theintensity of IR radiation and the time of exposure to the IR radiationsource. The intensity of IR radiation and time of exposure to IRradiation will vary, depending on characteristics of the workpiece anddeposited carbon-metal catalyst materials, and the modification orenhancement desired. For most applications, the IR exposure time rangesfrom 5 to 300 seconds, with an exposure time of 30 to 60 secondspreferred. The preferred IR intensity, or heat flux density, willgenerally range up to a maximum value of about 3,500 Watts/cm² However,these variables are application specific and may be deviated from. Forinstance, particular applications may incorporate nonuniform and/ornoncontinuous heating profiles.

Infrared heating rapidly increases deposit density by eliminating poresformed in the coating during deposition and, in some cases where abinder and/or carrier materials are used as in a slurry, for curing orevaporating the binder/carrier materials. IR heating may also used toimprove the cohesiveness of the coating material and/or the adhesion ofthe coating material to the workpiece surface. It may be desirable toheat a portion of the workpiece surface, in addition to heating thecoating, such that the microstructure of the heated portion of theworkpiece surface is altered. The degree to which the workpiece surfacemicrostructure is altered depends on a number of factors. including therespective workpiece and coating materials used, and the microstructuralproperties desired.

The step of IR heating may be controlled to initiate various materialmicrostructure modifying mechanisms, including sintering, alloying andprecipitation. In the present method, sintering refers to densificationand chemical bonding of adjacent particles which is effected by heatingto a temperature below the melting point of both the workpiece anddeposited materials. Sintering may occur at the interface between thedeposited material and the underlying workpiece surface to improveinterfacial adhesion. In addition, sintering may occur within thedeposited material itself, to improve densification and mechanicalstrength of the deposited material. The term alloying refers to heatingthe workpiece and deposited materials above their respective meltingpoints to produce an interface comprising a mixture of the workpiece anddeposited materials. Alloying is a desirable mechanism for producingimproved adhesion between the deposited material and underlyingworkpiece surface. The term precipitation describes a materialmodification process whereby the material being modified, i.e., thedeposited material and/or the workpiece surface, is heated to produce anew solid phase which gradually precipitates within the particular solidalloy material as a result of slow, inner chemical reaction.

The present method can be performed in vacuum, air, or controlled andinert environments. Infrared heating is unique in that it can be appliedto complex surface geometries with nominal effect on heating systemgeometry. Commonly used high heat flux methods require physical couplingto the deposited material surface, for example, with an induction coil.However, where the workpiece surface comprises an obscure geometry, atypical induction coil will not couple uniformly to the entire surface.Therefore, avoiding nonuniform heating of the deposited material surfacerequires specially designing a coil which follows the contours of theparticular workpiece. Using the instant IR heating method, the specificintensity of the thermal energy may decrease as a function of distancebetween the IR source and the deposited material surface due todispersion of the radiation. However, in contrast to known methods, thisdecrease in energy is nominal. Therefore, regardless of surfacegeometry, the deposited material on the workpiece can be uniformlyheated. The instant method provides the further advantage of enablingthe flexibility to heat, and thereby treat, a specified portions of asurface. This is possible since the IR radiation may be directed orfocused toward a particular area.

The condensed phase conversion of liquid, particles or solid materialsinto nanotubes, overcomes three challenges which has until the presentdate limited the rapid or a reasonable growth rate of CNTs andmanufacturing of monolithic components: Understanding SWNT growth, andwhat currently limits increased growth rates; Developing methods fordirect-deposition of SWNT at high rates; Developing in situ diagnosticsto help understand and optimize directed SWNT growth.

Experimental growth rates can be easily measured for CVD (approximately10 μm/min), however growth rates from LV and AV are uncertain since noinvestigations have determined the residence time of the reactants inthe growth zone. Recently, we performed the first such measurements forLV, indicating that SWNT spend several seconds in the oven, yielding atime-averaged growth rate approximately 1-10 μm/s. The instantaneousgrowth rate may be much higher, depending upon the actual time thefeedstock in the vapor plume is available for growth. For example, usingtheoretical estimates of the time available for AV growth (0.3 ms) andthe very long (100 μm) SWNT found, instantaneous growth-rates may be ashigh as approximately 30 cm/s.

For cost-effective direct manufacturing of structural components, SWNTmust be deposited at a minimum of approximately 0.5 kg/hour (0.061cm³/s) into a directed area of no more than 5 cm² for a lineardeposition rate of 0.01 cm/s. The magnitude of this materials-synthesischallenge becomes clear when one considers that: a total of <100g ofSWNT have ever been synthesized by LV; the 0.5-kg quantity of SWNTrequested in one hour would require over 30 days of continuousAV-production; the current CVD growth-rate (0.000017 cm/s) isapproximately 1000 times too slow.

On the other hand, the required growth rate is 1000 times less than theestimated theoretical growth rate of 10 cm/s. Of the three currenttechniques to grow SWNT, CVD is the only one capable ofdirectly-depositing SWNT into structural components. The tubes can begrown directly onto substrates, nearly-free of carbon soot, and in analigned way. However, it appears that CVD is not capable of fulfillingthe requirements for high-rate directed growth, because the growth-rateis diffusion controlled.

The invention can include methods capable of delivering the high massrates of material and overcoming gas diffusion are particle-basedcoating techniques, such as thermal plasma spray techniques (that is,plasma spray, combustion spraying, arc spraying, etc.). The inventioncan include particle-based delivery techniques are used as the vehiclefor rapid carbon nanotube growth. Other rapid, high heat flux methods,such as infrared radiation, laser, microwave energy, plasmas, and arc,may also be incorporated in the process to either vaporize the carbonbased materials and the metals forming the catalysts particles and/orsubsequently heat the deposited particles to form the CNTs.

For example, carbon nanotube growth by laser vaporization has shown thatSWNT growth results from nanoparticles of carbon in contact withcatalyst nanoparticles. The carbon condenses into nanoparticles first,then the metal catalyst condenses into nanoparticles; both areaccomplished within milliseconds after laser vaporization. Both remainin nanoparticle form (rather than atomic or small clusters) as growthcontinues for extended times (e.g., seconds). When growth continues forextended times (seconds), small amounts of C₃ are liberated as abyproduct. This shows that once initiated, SWNT growth will continue ifthe temperature is maintained and sufficient feedstock is supplied.Optimal SWNT growth conditions can be attained with a high-volumefeedstock-delivery technique such as modified thermal plasma spray.Other particle-based delivery techniques can also be used as the vehiclefor rapid carbon nanotube growth. These include rapid, high heat fluxmethods, such as infrared radiation, laser, microwave energy, plasmas,and arc, to either vaporize the carbon based materials and the metalsforming the catalysts particles and/or subsequently heat the depositedparticles to form the CNTs.

Proof-of-Principle Experiment

Well-controlled, proof-of-principle experiments recently performedrevealed that carbon nanotubes can be grown from heated mixtures ofcarbon and catalyst particles. Carbon and metal catalyst particles ofdifferent sizes were co-deposited by pulsed laser vaporization invarying pressures of background gases (using unique in situ diagnostics)and sized by TEM, AFM, and FESEM. These particle mixtures were heated invacuum and in background gases using resistive heating elements andauxiliary laser-irradiation or plasma spray excitation. Nanotube growthwas investigated by TEM investigation. The task demonstrated the growthof nanotubes from mixed particles. This task alone is a major scientificand technical milestone.

Normal plasma spray involves powder-feeding a plasma torch to meltmicron-sized particles and direct them at high-velocity toward asubstrate. Molten particles are accelerated to the substrate where theyimpact, splat, and cool very rapidly. The torch simultaneously depositsthe particles, heats the substrate, and resolidifies the deposit. Forhigh-volume carbon nanotube growth, particle size or cluster size ofnanoparticles is allowed to increase to achieve high enough depositionrates desirable for rapid conversion to nanotubes.

The invention can include (i) growth of carbon nanotubes from mixedpowders, (ii) deposition of nanostructured carbon atnear-powder-delivery rates for a modified thermal spray technique, and(iii) solid-state conversion into nanotubes.

Description of Proof of Principle Experiment

In order to demonstrate the feasibility of the proposed mechanism ofcarbon nanotube growth, i.e. the solid-state transformation (sintering,annealing, etc.) of particles into carbon nanotubes, aproof-of-principle experiment was performed. A composite target ofgraphite with micronized powders of 1 at. % Ni and 1 at. % Co waslaser-vaporized at room temperature in several Torr Ar under conditionsknown to condense large quantities of nanoparticles in the 1-20 nmdiameter size range. Two nichrome strips were attached to theunirradiated target surface to collect the particles which wereredeposited back onto the target. One sample was removed as a control,and a sample of the redeposited soot was collected on a TEM grid andexamined by TEM. Many nanoparticles in the predicted size range werefound, mainly attached in larger aggregates of these particles. Nonanotubes could be found in this sample, one of the sooty nichromestrips was returned into vacuum and annealed for five minutes by passingapproximately 10 A of current through it until it reached a temperaturein excess of 1000° C., as judged by comparing its color to that of a1000° C. oven. This sample was analyzed in the same manner as thecontrol sample. Four TEM images of this sample are shown below (FIGS.2-5). Regions of soot contained many carbon nanotubes. Mostlymultiwalled carbon nanotubes (MWNT) consisting of several concentriclayers were found (FIGS. 2,3) however some bundles of single-walledcarbon nanotubes (SWNT) (FIGS. 4,5) were also found. This indicates thefeasibility of annealing powder deposits to form carbon nanotubes.

Furthermore, another similar experiment was performed by collectingnano-sized powders on a cold finger, depositing them inside a quartztube under argon, and flash-heating them from the outside with a torchuntil they glowed bright orange (estimated temperature 1000° C. andhigher). Very similar results to those given above and shown in FIGS.2-5 were obtained.

FIG. 2 depicts an annealed soot sample, originally C/NI/Co nanoparticlescreated by laser ablation. A mosaic of multi-walled nanotubes (MWNT) isevident in this overfocused image. Many MWNT are protruding from thesoot boundary. TEM Image 1373, ORNL−Magnification 60000−Sample 2A−Fullwidth of frame=870 nm.

FIG. 3 depicts a close-up of multiwalled carbon nanotubes protrudingfrom annealed soot sample, (originally C/Ni/Co nanoparticles created bylaser ablation). The hollow center of the tubes is resolvable. Theannealed sample is densely packed nanotubes, where none were evident inthe unannealed sample. ORNL−Magnification 60000−Sample 2A−Full width offrame=870 nm.

FIG. 4 depicts a long bundle of single-walled carbon nanotubesprotruding from an annealed soot sample, (originally C/Ni/Conanoparticles created by laser ablation). TEM Image 1376,ORNL−Magnification 80000−Sample 2A−Full width of frame=625 nm.

FIG. 5 depicts a close-up of bundle of single-walled nanotubesprotruding from annealed C/Ni/Co nanoparticles created by laser ablationJun. 3, 1999. The single-walled nanotubes, spaced approximately 1 nmapart, can be resolved in the top art of the bundle. TEM Image 1375,ORNL−Magnification 410000−Sample 2A−(Jun. 4, 1999)−Full width offrame=85 nm.

Solid State Carbon Nanotube Formation

Further experiments have shown the solid-state conversion of carbon andcatalyst into carbon nanotubes. Solid-state conversion of carbon powdersand metal catalyst was shown by the following: Mixed catalyst and carbonpowders were flamed heated for just a few seconds. Analysis using theTEM revealed that long (half-micron length) nanotubes had been produced.This is extremely important because only a quick initial burst of energyis necessary to convert and grow long nanotubes.

The fundamental mechanism is that catalyst particles can be put incontact with any carbon feedstock to form carbon nanotubes when heated.Our results indicates that transient heating (low-temperature overall)is all that is required, thereby enabling processing of carbon nanotubesdirectly for molecular electronics.

Directed Growth of Nanotubes for Molecular Electronics: A wafer can belithographically patterned with metal catalyst nanoparticles. Manypeople are currently flowing CVD-gas over top of wafers to grownanotubes at high temperatures. But you would like to have the nanotubegrow from point A to point B to make an electrical wire contact. How? ByCVD they grow where they want, toward the gas flow, like spaghetti.Significantly, the invention can include providing a line of amorphouscarbon soot (feedstock) between A and B for growth to follow. Upontransient heating, nanotubes will grow along this feedstock path betweenA and B. The unreacted soot could be easily etched or washed away,leaving a network of molecular wires which are of nanometer width. Thereis a HUGE effort nationwide to find ways to do this for sub-100 nmlithography for the next generation of computer chips. No one hasdreamed of converting solid carbon to nanotubes. Also, by patterning (byshadow evaporation) different layers in a sandwich structure, and thenheating the block, one could make 3D interconnects.

Additionally, the growth between A and B points can be accomplished bywriting the metal catalyst pattern using lithographic techniques, laserdeposition, PVD with masking, etc., onto a carbon surface andsubsequently rapidly heating or thermally treating to cause the solidstate conversion.

The invention can include directed growth of nanorods for structuralcomponentss Nanotubes can be grown directly by layering the feedstock ingrids or 3D-architectures which should have a high structural integrityupon conversion to nanotubes. The problem has always been how to get thenanotubes to grow in the direction you wish. For example, inert sphereswith thousands of nanoscopic points could be coated with metal catalystfilm or nanoparticles and packed at the right density with the carbonpowder, etc. to form (when heated quickly) an interlocking mesh ofcarbon nanotubes. Or simply building-up a freeform structure out offeedstock, such as carbon materials, and catalyst particles to be firedor rapidly heated by one of many technique as outlined earlier, for thesolid-state conversion into nanotubes.

The invention can include solid state conversion of carbon feedstock andmetal catalyst particles (or other catalytically-grown material such asSi, SiC, TaC, etc. with the corresponding catalyst particles) intonanotubes (or nanowires) from lithographically-patterned,self-organized, or otherwise patterned lines by directed-growth (along,between, or counter to the pattern) of the feedstock caused by thermaltreatment. The invention can include making nanotube or nanowireinterconnects, junctions, transistors, or other molecular electronicdevices or elements. The invention can include making strong predesignedstructurally-tough patterned composites. The invention can includepatterning the metal catalyst onto spray painted or otherwise depositedcarbon powder or slurries of carbon particles. The invention can includenanotube or nanowire formation by solid state conversion of particles.

The invention can include the formation of carbon nanotubes by the rapidconversion-of particle mixtures of carbon and catalyst powders. Smallparticles or nanostructures have quite different properties than that ofthe bulk material, permitting sintering or melting at lowertemperatures, and that, as examples given below, the particles may beformed or introduced and, then, by some deposition of energy or heat,such as outlined previously, the particles are subsequently heatedrapidly to form carbon nanotubes by the solid-state conversion. Theinvention can include any method by which particles of carbon areprepared in contact with metal catalyst particles and heated to formcarbon nanotubes.

The particles may be prepared as (a) pre-mixed dry particles, (b)deposited particles as those electrosprayed, blown, painted, depositedby pulsed laser deposition, or other deposition techniques, (c)slurried, colloidally precipitated, or mixed into a liquid pastemixture, for firing in molds or painting as coatings. The particles maybe created by another method, such as laser ablation of a solid piece ofcarbon, arc-vaporization of carbon to produce small particulates,grinding, fracture, explosive production, ion-implantation andannealing, plasma heating, infrared heated, or other method.

A solid surface may be roughened (by mechanical technique, such as ionor electron beam etching, grit blasting, or bombardment with CO₂pellets, or with a laser, ultrasound, heat, etc.) to form small-diameterprotrusions or regrown structures which have small diameters. In thisregard, no particles are deposited. Nevertheless, the invention caninclude the use of these small-diameter protrusions, if reactedcatalytically with catalyst particles, cluster or vapor, asparticle-feedstock for nanotube (and/or nanostructure) growth.

The invention can include other forms (e.g., nanowires) and othermaterials (i.e., non-carbon): —Because carbon does not melt, but rathersublimates, the structural transformation by which it may dissolve intomolten nickel, cobalt, or other catalyst is not clear. The action of thecatalyst particle appears to be to decompose the carbon bonds inproximity with it, as in sintering, once decomposed, the carbon eitherrapidly diffuses through the molten particle or around it, to depositpure carbon on the other side. The rate of nanotube growth may beestimated by the diffusion rate of carbon into molten nickel at 1200° C.for example. This is very similar to the VLS growth mechanism (vaporliquid solid) proposed for nanowire formation (Lieber, Harvard) where hedemonstrated Si, SiC, TiC, nanowire formation with catalyst particlesand what he outlined as atomic vapor.

The invention can include the feature that catalyst nanoparticles andfeedstock nanoparticles are in contact with one another, precipitatingnanowire growth, by a solid-state conversion process. Thus, theinvention can include the growth of nanowires of many materials byparticle-particle (catalyst/feedstock) conversion.

A 1-nm catalyst particle is believed to precipitate a 1-nm diametercarbon nanotube (a SWNT, single-walled carbon nanotube). Such a 1-nmparticle can be called a cluster since it contains only 25 atoms. Forcarbon, hollow clusters called fullerenes have unique geodesic shapesconsisting of 60, 70, 84, etc. carbon atoms. The formation of carbonnanotubes from fullerenes is an obvious starting point, since nanotubesare simply extended fullerenes. Therefore, our particle concept includesfullerenes, since the active particle sizes (nanoparticles) appear toinclude the fullerene size range. The volume production of fullerenes ispossible and conversion is an easy extension in the context of theinvention. Therefore, the invention can include the fullerene conversioninto carbon nanotubes, and also the solid-state conversion of othercarbon materials as well as noncarbon materials into nanotubes and/orcylindrical nanostructures.

The invention can include methods used to manufacture componentsincluding: molded parts, such as engine blocks, airplane shells,aircraft wings, boat hulls, injection-molded items—a slurry ofnanoparticle paste (metal catalyst with carbon particles for carbonnanotubes) is injected into the mold and rapidly fired or heated.Nanotubes grow into a tough, lightweight, structural composite.Coatings—such as for stealth fighters, protective coatings on ships,etc.—a slurry of-carbon and catalyst nanoparticle paste is painted andfired, or a particle-based coating technique such as thermal spray, isused to deposit and convert the particles into nanotubes, by solid stateconversion, directly in one step. Direct fabrication of structuralparts—such as for aerospace parts of complex shapes, automobile parts,hollow pieces, etc.—a particle-based delivery technique is coupled witha laser, infrared heat source, plasma source, or other excitation sourceto effect the particles conversion into nanotubes. Thin Films andmultilayers—for electrical or thermal conductivity, superconductivity,particle mixtures are layered into a stacked multilayer film and thenannealed or treated by a rapid heating process, as previously outlined,to form alternating layers of carbon nanotubes. Nanotube bundles,cables, wires—A composite slurry of the carbon and catalyst particles ismixed, rapidly and continuously fired to produce bundled nanotube cablesof incredible strength. A composite slurry, paste, paint, suspension,etc., of the carbon and catalyst particles are extruded, formed, or castinto molds or patterns, as by conventional manufacturing methods, andsubsequently heat treated by a rapid, high heat flux heat method, suchas infrared, plasma, microwaves, radiant, etc., to produce a componentof nanotube materials. A composite slurry, paste, paint, suspension,etc., of the carbon and catalyst particles are blown or extruded intoblow-molds or patterns, as by conventional manufacturing methods forpolymeric or plastic components, and subsequently heat treated by arapid heat flux heat method, such as infrared, plasma, microwaves,radiant, etc., to produce a component of nanotube materials. The carbonpowders are deposited by powder spraying, such as electrostaticspraying, etc., and the metal catalyst particles are co-deposited ordeposited subsequently, followed by the rapid thermal treatment.

The invention can include solid state nanotube and nanowire formation byreaction of catalyst particles with various forms of carbon feedstock.Whereas the much of the description above refers to slurries of powderswhich were subsequently annealed to form solid nanotube structures, ordeposition of particles for subsequent heating and solid-stateconversion, and to catalyst particles on solid textured surfaces whichcreate nanotubes by the solid-state conversion, the invention caninclude the interaction between small catalyst particles and any sizecarbon material or powder, and any size block of carbon (arbitraryparticle size), or carbon containing feedstock (like a polymer, orhydrocarbon liquid). The invention can include the interaction betweensmall catalyst particles and their ability to convert any solid form ofcarbon or carbon-containing feedstock into carbon nanotubes. Theinvention also includes other elements/materials and the formation ofeither solid or hollow nanowires from the interaction of small catalystparticles with, for example, silicon feedstock to form siliconnanowires.

The invention can include the formation of carbon nanotubes (or othertype of nanotubes or nanowires) through the interaction between heatedcatalyst nanoparticles and solid carbon, such as a carbon block,amorphous or vitreous carbon, carbon soot (or equivalent for silicon,etc,). The invention can include the formation of carbon nanotubes (orother type of nanotubes or nanowires) through the interaction betweenheated catalyst nanoparticles and solid or liquid hydrocarbons, such aspolymers, oils, rubbers, or equivalent interaction for silicon, siliconeoils, etcetera. The invention can include the formation of alignedcarbon nanotubes (or other type of nanotubes or nanowires) on carbonsubstrates through the heating of catalyst particles which are patternedon the top of the substrate (similar for silicon, silicon carbide,titanium carbide.

Heating methods that can be used as part of the invention can includepulsed or CW lasers, RF, microwave, plasmas, rapid radiant heaters,light sources including UV, VUV, or IR lamps etc. The catalystnanoparticles may be synthesized and/or put in contact with the solid orliquid carbon or carbon feedstock by a variety of techniques, including(a) physical mixing, spraying, etc., of preformed nanoparticles, (b)chemical reactions leading to condensation or precipitation of thenanoparticles, (c) vaporization of solids or liquids followed by gasphase condensation and collection or coating, (d) deposition of vaporsonto surfaces or into liquids followed by nucleation and growth ofclusters and nanoparticles, and, then, rapidly heated by any techniquesuch as those outlined above, to cause the solid-state conversion intonanotubes producing the component.

The invention can include any powder delivery technique, includingliquid slurries, painting, blowing, injection molding, etc., followed byheat treatment conversion to form nanotubes. The invention can includenanotubes that can grow during laser ablation from mixtures ofnanoparticles over several seconds of time.

The invention can include nanotubes that are grown outside the ablationchamber from the raw, laser-ablated carbon/metal nanoparticle mixturesproduced at low temperatures, and annealed by various treatments. Bothmultiwalled nanotubes (MWNT) and single-walled carbon nanotubes (SWNT)have been grown.

We annealed soot which contained short SWNT in the early stages ofgrowth, to see if further annealing would provide more SWNT, MWNT, or nogrowth at all. We found that the short SWNT continued to grow intolonger SWNT.

Referring to FIG. 25, a TEM image of pre-seeded condensed phase matrixmaterial shows short, all less than 300 nm long, typically 100 nm long(e.g., less than 200 nm long) SWCNT seeds. It can be appreciated fromFIG. 25 that most the aggregates do not have nanotubes. This can betermed a very low yield. The pre-seeded condensed phase matrix materialshown in FIG. 25 was prepared in less than 1 second at 1000° C. inside alaser vaporization oven.

Referring to FIG. 26 a TEM image of the resultant composition afterannealing the material shown in FIG. 25 at a temperature of greater than1000° C. in 500 torr Argon for approximately 30 seconds in anenvironment external to the laser vaporization chamber in which thematrix material of FIG. 25 was prepared. It can be appreciated from FIG.26 the SWCNT are much longer (e.g., 1 micron long SWCNT observed), theyield is much higher (e.g., almost every aggregate is coupled to SWCNT)and the bundles are thicker.

The implications of this are that a technique, such as laser ablation,plasma spray or many others, need only initiate SWNT growth during oneprocessing step. The activated soot can then be stored for a period oftime, for example, several days, shaped, manipulated in various ways,and then annealed to continue growth into longer SWNT. This discoveryhas applications for electronics as well as structural materials.

The invention can include any method by which nanotubes are placed incontact with carbon-containing material to continue or reinitiate growthinto longer or additional nanotubes by annealing. The invention caninclude any method by which carbon nanotubes continue growth caused byex situ annealing by thermal, laser, plasma or other technique.Annealing refers to heating by thermal processing treatments,intentional or inadvertent, subject to growth by contact betweencatalyst nanoparticles (liquid or solid) and carbonaceous material insolid (or liquid) form. The invention can include similar annealing ofcarbon materials without catalysts to form carbon nanotubes.

Referring to FIG. 21, a temperature of interest is the temperature ofthe material where the conversion is taking place. It is very difficultto measure this temperature in the center of the workpiece. A surfacetemperature may not be relevant to the temperature inside the bulk.

Energy can be applied in a manner to accomplish a temperature changeover a period of time as specified in FIG. 21. The temperature is raisedto a temperature T1, where T1 is greater than or equal to Tactivation(i.e., the temperature at which growth begins). This occurs within timet1. The temperature is maintained at a temperature T2, where T2 isgreater than or equal to Tgrowth (the minimum temperature required tomaintain growth). T2 may be less than, equal to, or greater than T1.

The porosity of the inventive compositions can be a signature of theinvention. Since different nanotubes, single wall vs. variousmultiwalls, will have different pore sizes inside their hollow centers,we have devised a way to ignore this hollow volume, and define a closepacked structure which is composed of these tubes and is tightly packedas possible as zero porosity, which corresponds to the maximum possibledensity for this tight-packed set of cylinders made from those type oftubes.

Taking hollow cylinders (all of a particular diameter, number ofgraphitic shells comprising a particular wall thickness, spaced apart bya particular minimum distance, which for graphite is 3.4 Å) lyingparallel to one another and packed as tightly as possible, this willachieve the maximum theoretical density for that particular type ofnanotube. For this maximally packed structure, we define this as 100%theoretical packing density. This packing density does not include aconsideration of microporosity (e.g., the volume not occupied bymaterial inside a nanotube, either single wall or multi-wall. Theinvention can include packing densities greater than approximately 10%,20%, 30%, 40%, 50%, 60%, 70%, 80%, or 90% of the theoretical packingdensity.

The invention can include a plurality of nanorods that are at leastpartially interwoven and/or interlocked. A fraction of the volumeoccupied by the nanotubes can have a substantially random distributionof orientations. Specifically, the distribution of the spatialorientations of an ensemble of the nanorods to an arbitrary fixed set ofthree-dimensional axes can be substantially random.

The invention can include a plurality of nanorods in which asubstantially random interweaving and/or interlocking structure isdefined by the substantially random distribution of intersection angleswith other nanotubes. The invention can include the combination ofpacking density and the presence of interlocking or interwovenstructure.

The intersection angles of nanorods in the inventive compositions can bea signature of the invention. Referring to FIG. 23, the invention caninclude the substantially random distribution of intersection anglesbetween the nanorods. While FIG. 23 depicts are substantially randomdistribution within the range of all angles, the invention can includecompositions in which the defined intersection angles are substantiallyrandom within a narrower range of angles. The invention can includerandom angle intersections within the range of from 0 to 30, 60, 90,120, 150, 180, 210, 240, 270, 300, 330 or 360 degrees. In contrast, inan aligned-CVD material (which is dense), the material tends to formparallel to each other after some time; resulting in a sharply-peakeddistribution of intersection angles around 0°.

The invention can include a composite comprising a plurality of nanorodsthat i) define a local volume and ii) are at least partially interwovento define a fraction of said volume, said plurality of nanorods withinat least said fraction interrelated to define (a) a substantially randomdistribution of intersection angles between said plurality of nanorodsand (b) a localized packing density greater than 50% of a theoreticalmaximum packing density, which does not account for any voids withinsaid plurality of nanorods. Thus, the invention can be embodied in afoam where most of the macrovolume is void (pore) and the local volumerepresents the solid walls of the foam.

For instance, consider a cubic micron through which 100 nanotubes pass.The nanotubes all enter one side of the cube and passes out through anopposite side of the cube. The local volume is the space within the cubethat is occupied by the nanotubes. Only near the center of the cube, thenanotubes are interwoven and/or interlocked to define the conditions (a)and (b) above. The fraction of the local volume is that portion of thelocal volume where the conditions (a) and (b) are met. It can beappreciated that in another example, the fraction could be {fraction(1/1)} (i.e., the entire local volume satisfies the conditions (a) and(b). It can also be appreciated that in yet another example, the localvolume could occupy substantially all of the entire cubic micron ofspace (i.e., nanorods are tightly packed together throughout the cubicmicron, albeit not necessarily in an interwoven or interlockedcondition, except within that portion of the nanorods that define thefraction, which could be very small).

The term approximately, as used herein, is defined as at least close toa given value (e.g., preferably within 10% of, more preferably within 1%of, and most preferably within 0.1% of). The term substantially, as usedherein, is defined as at least approaching a given state (e.g.,preferably within 10% of, more preferably within 1% of, and mostpreferably within 0.1% of).

The invention can include a composite structure. The invention and anycorresponding composite has no minimum dimension. This is especiallyimportant for applications as skins or sheets or coatings.

The invention can include any as-grown nanotube composite which has adimension greater than 1 millimeter. It should be noted that loose tubescan be compressed after growth, and made to look like an as-grownmaterial, but will not be strong.

EXAMPLES

Specific embodiments of the invention will now be further described bythe following, nonlimiting examples which will serve to illustrate insome detail various features of significance. The examples are intendedmerely to facilitate an understanding of ways in which the invention maybe practiced and to further enable those of skill in the art to practicethe invention. Accordingly, the examples should not be construed aslimiting the scope of the invention.

Example 1

In this example, the synthesis of single-wall carbon nanotubes by Nd:YAGlaser vaporization of a graphite/(Ni, Co) target was investigated bylaser-induced luminescence imaging and spectroscopy of Co atoms, C₂ andC₃ molecules, and clusters at 1000° C. in flowing 500 Torr Ar. Thesefirst laser induced emission images under typical synthesis conditionsshow that the plume of vaporized material is segregated and confinedwithin a vortex ring which maintains a approximately 1 cm³ volume forseveral seconds. Using time-resolved spectroscopy and spectroscopicimaging, the time for conversion of atomic and molecular species toclusters was measured for both carbon (200 μs) and cobalt (2 ms). Thisrapid conversion of carbon to nanoparticles, combined with transmissionelectron microscopy analysis of the collected deposits, indicate thatnanotube growth occurs over several seconds in a plume of mixednanoparticles. By adjusting the time spent by the plume within thehigh-temperature zone using these in situ diagnostics, single-wallednanotubes of controlled length were grown at an estimated rate of 0.2μm/s.

Recently laser induced luminescence (LIL), gated intensifiedcharge-coupled device (ICCD), imaging, and optical emission spectroscopywere applied to understand how nanoparticles form and grow in pulsedlaser ablation plumes at room temperature.

In this Example these techniques are applied to understand how SWNT growfrom laser-vaporized carbon and catalyst species under typical growthconditions at high temperatures.

FIGS. 6A-6C depict a schematic of a 2″-diameter quartz-tube 100 and afurnace 110 used for laser vaporization growth of SWNT with in situLIL-imaging and spectroscopy diagnostics. Beam geometries and imaginablearea are indicated. The black dots and the numbers in FIG. 6A show thecollection points of the ablated material: 1-upstream; 2-collector. AC/Ni/Co target 130 was positioned at two distances, d, from the front ofthe furnace 110. FIG. 6B shows the relative timing between ablation(Nd:YAG) and LIL-probe (XeCl) laser pulses (Δt), and the ICCD gate delayafter the XeCl laser, (Δτ).

The SWNT growth apparatus shown in FIGS. 6A-6C was assembled. The growthapparatus includes a quartz tube 100 (2 in. diameter, 24 in., length)mounted inside a hinged tube furnace 110 (12 in. length) operating at10001C. The quartz tube 100 was O-ring sealed to standard4.5-in.-Conflat vacuum components (not shown) laser ablation and probelaser beams entered through a Suprasil window (not shown) which wasmounted on a vacuum flange (not shown). Argon gas (indicated by twoparallel arrows pointing to the right) was introduced around thiswindow, controlled at 100 sccm to maintain a 500 Torr pressure, andpumped out through a needle valve (not shown) that was locateddownstream of a brass water-cooled collector 120 which was inserted intothe quart tube 100 as shown.

Referring to FIG. 6A, the 1-in. diameter graphite target 130 containing1 at. % each of Ni (Alfa, 2.2-3.0 um, 99.9%) and Co (Alfa, 1-6 um,99.8%) powders was prepared with carbon cement (Dylon GC). The target130 was screwed onto a 0.25-in. diameter graphite rod 140 and wasrotated during operation. This rod 140 was mounted along the tube axisthrough a hole in the collector 120. The ablation laser beam (pulsedNd:YAG, 8-ns FWHM, both 1.06 um fundamental and 532 nm 2nd harmonic,total energy approximately 140 mJ) was focused to a 1.6 mm-diameterdonut-shaped spot on the target 130. An unfocused, time-delayedXeCl-laser pulse (308 nm. 30 ns FWHM, 20 mJ/cm²) was used to induceluminescence in the ablation plume.

The furnace 110 was opened for approximately 3 seconds to permit imagingof the plume with a gated ICCD-camera, system (Princeton Instruments,5-ns minimum gate, 200-820 nm spectral range). Referring to FIG. 6B, a100 nsec ICCD gate is depicted. At each plume location, the plasmaemission and/or laser-induced luminescence was collected for opticalemission spectroscopy using a 0.3-m spectrometer (Acton VM-503,resolution either 10 nm or 1.3 nm) with an intensified, gated diodearray (Princeton Instrument IRY-70ORB). Referring to FIG. 6C, dataacquisition is depicted with regard to the geometry of the setup.

FIGS. 7A-7B depict TEM images of the raw soot collected. FIG. 7A showssoot collected downstream on the collector (point 2, for d=21 cm in FIG.6), showing a very high fraction of SWNT bundles along with metalnanoparticles (black dots); (b) upstream (point 1, for d−12.5 cm inFIG. 1) showing short (approximately 100 nm) SWNT in the early stages ofgrowth, controlled by limiting the growth time to 0.5 s.

As shown in FIG. 7A, approximately 10 um-long SWNT bundles composed veryhigh fractions of the deposits found downstream on the collector(>approximately 90% as estimated from field-emission SEEM analysis) whenthe target was positioned d=21 cm from the front of the furnace 110.Metal catalyst nanoparticles and very small amounts of amorphous carbonaccounted for the rest of the deposit.

FIGS. 8A-8B depict laser-induced luminescence (LIL) images of C/Ni/Coplume during SWNT synthesis. Nd:YAG-laser vaporizes a C/Ni/Co target(right edge of FIG. 8A) inside a 2-in. quartz tube at 1000° C. 500 TorrAr (flowing to the right at 100 sccm). Each image represents a differentablation event. Unfiltered images show the location of C/Ni/Co speciesduring nanotube growth (100 ns gate wide opened Δτ=100 ns after theXeCl-laser pulse). FIG. 8B depicts selective imaging in the 320-380 nmspectral region to locate ground-state atomic Co in the plume (100 nsgate width, Δτ=0). FIG. 8C shows temporal history of total numberdensity of ground-state atomic Co, determined from integrating the LILfrom a complete set of atomic-Co images of the type shown in FIG. 8B.

To understand where and when growth occurred, LEL-ICCD imaging andspectroscopy of the C/Ni/Co plume were performed at different timesafter laser vaporization, delta t, spanning 20 ns<delta t<30 ns. Fordelta t<0.2 ms, a series of shocks within the plume results insegregation of the ablated material into the vortex ring (or “smokering”) shown at delta t=0.2 ms in FIGS. 8A and 8B. This vortex ring isgenerated because of the viscous interaction between the plume and thebackground gas, promoting clustering of plume species through three-bodycollisions. As shown in FIG. 8A, the vortex motion efficiently trapsaggregated nanoparticles in a confined volume for long times(approximately 3 sec within approximately 1 cm² in this example).

The leading edge of the plume propagates with velocities of:approximately 10³ cm/s between 200 μs<Δt<2 ms; 50 cm/s for 10 ms<Δt<50ms; and 6 cm/s at 30 ms<Δt<200 ms. After Δt=2 s the plume stops movingupstream and the plane of the vortex ring tilts toward the tube axis,possibly due to flow currents or thermophoretic forces. The plume isthen dragged by the gas flow back to the collector with an estimatedflow velocity of 0.6 cm/s. Finally, nanotubes and unconverted sootdeposit on the cool collector 120 surface by thermophoresis. A detailedcomparison between the plume dynamics at room temperature and at 1000°C. is described in the following example.

FIGS. 9A-9D depict plasma emission (dashed) and laser-inducedluminescence (solid) spectra measured at different time delays after theablation laser pulse, Δt, and distances, x, from the target: FIG. 9Adepicts Δt=20 μs, x=_cm. FIG. 9B depicts Δt=100 μs, x=0.5 cm. FIG. 9Cdepicts Δt=1 ms, x=2 cm and FIG. 9D depicts Δt=20 ms, x=5 cm.Acquisition times of 100 ns (FIGS. 9A-9B) and 3.5 μs (FIGS. 9C and 9D)began 50 ns after the XeCl-laser pulse. The inset in FIG. 9C shows a1.3-nm resolution spectrum of induced fluorescence from the followingtransitions: (1) b⁴F_(7/2)-y²G⁰ _(9/2) at 341.23 nm (2) b⁴F_(9/2)-y⁴G⁰_(11/2) at 345.35 nm (3) b⁴F_(5/2)-y⁴G⁰ _(7/2) at 350.98 nm (4)b⁴F_(7/2)-y⁴G⁰ _(9/2) at 352.98 nm and (5) b⁴F_(5/2)-y⁴D⁰ _(5/2) at357.50 nm.

FIGS. 9A-9D present a short summary of the optical emission spectracorresponding to the images. At early times in the plume expansion,emission from excited states in the plasma dominates any laser-inducedluminescence. As in FIG. 9A, the d³π_(g→)a³π_(u) Swan system of C₂, andthe A₁π_(u→)X¹XΣ_(g) band of C₃ are prominent at these times. Later whenthe plasma expands, cools, and recombines, the 308 nm-XeCl laser caninduce emission by pumping transitions from the ground states: of C₃,(via A¹π_(u)←X¹Σ_(g)); of atomic Co (via a⁴F_(j)←y⁴G^(o) _(j)); and ofatomic Ni (via a³D_(1←)y³D^(o) ₂).

In addition, blackbody radiation can be induced from carbon clusters,nanoparticles, and nanotubes. The intensity of this blackbody emission,I, is defined by I=Ar³(T_(o)+ΔT) where T_(o) is the initial temperatureof the cluster, ΔT is the temperature increase due to laser-heating, Ais a constant and r is the cluster radius. This radiation becomesobservable coincident with the disappearance of the C and C₃, bands inboth the plasma-emission and the laser-induced spectra for Δt>200 μs at1000° C. (and Δt>100 μp at room temperature). We conclude thatsubstantially all of the carbon in the plume has converted into clustersor larger aggregates by these times.

However, the atomic Co in the plume remains in atomic form until muchlater times. As shown in FIGS. 8C and 9C, the ground-state Co populationpeaks at Δt=0.8 ms and drops by an order magnitude by Δt=2 ms,permitting estimates of the Co clustering time of approximately 2 ms at1000° C. (approximately 1 ms room temperature). Blackbody radiationremains the only feature of the spectra taken at later times (see FIG.9D).

Further evidence of the sequential condensation of carbon and cobaltinto clusters is the relative uniform spatial distribution of atomic-Coin the plume for Δt<2 ms compared to the vorticity of clustered carbonmaterial (compare FIGS. 8(a), (b) and 3(b) and (c)). We believe that thehigher diffusivity of the atomic Co effectively competes with thehydrodynamic trapping during this time. Only the leading edge of theatomic-Co plume overlaps the carbon clusters during the condensation ofthe Co atoms. Assuming that Co clustering initiates nanotube formation,it appears that nanotubes grow from mixed nanoparticles over seconds oftime.

In order to check this assumption and estimate the growth rate, thetarget was positioned closer to the front furnace edge (d=12.5 cm inFIG. 6) such that the plume spent only approximately 0.5 s within thehot zone before exiting the furnace in the upstream direction. LIL-ICCDimaging recorded the plume dynamics from ablation to deposition. ForΔt<100 ms the propagation dynamics are very similar to those shown inFIG. 8. However, for Δt>100 ms the plume propagation changesdramatically, i.e. the plane or the ring vortex tilts relative to thetube axis and the ring elongates along this axis. Between 0.5-0.7 secthe plume exits the furnace in this tilted orientation to deposit ontothe upper surface of the quartz tube (at point 1 in FIG. 6).

A transmission electron microscopy (TEM) image of this deposit is shownin FIG. 7B. The collected material consists of aggregated carbon andmetal-catalyst nanoparticles, and thin SWNT bundles of onlyapproximately 100 nm length. The relative yield of the carbon particlesis larger than the yield of the carbon nanotubes which clearly showsthat the time spent by the plume in the hot zone (approximately 0.5 s)was not sufficient to convert all of the carbon material into nanotubes.The average growth rate at 100° C. estimated at approximately 0.2 μm/s.

To summarize this example, we have used laser-induced imaging andspectroscopy diagnostic techniques, along with ex situ TEM, to determinethat single-walled carbon nanotubes form over several seconds in the hotfurnace after laser vaporization. Size-controlled SWNT were formed inshort 100-nm lengths controlling the growth time with these diagnosticsto approximately 0.5 s, yielding 0.2 μm/s for the first estimate theLV-growth rate. The spectroscopy at early times after laser ablationindicates that the plume initially consists of atomic and molecularspecies, with no evidence of hot molten particulates which was recentlysuggested as the primary ejecta. Condensation of carbon occurs within0.2 ms after ablation while atomic Co condenses much later (between 1.5and 2 ms). The nanotubes grow within a ring which trap clusters andaggregates within a approximately 1 cm³ volume during very long periodof time (approximately 3 s). Assuming that metal catalyst clusters arerequired before carbon nanotube growth begins, we conclude thatfeedstock for nanotube growth is this mixture of carbon and metalcatalyst nanoparticles. It is quite possible that the carbon clustersserve as the condensation centers for the metal clusters, and mixedcarbon-catalyst alloy clusters are produced. Finally, we producedhigh-purity SWNT deposits with laser repetition rates as low as 0.016Hz. Through these images of the growth process, we conclude that long(approximately 10 μm) SWNT can form from the small amount of materialvaporized in a single-laser shot, a remarkable feat of self-assembly.

Example 2

In this example, the key spatial and temporal scales for single-wallcarbon nanotube (SWNT) synthesis by laser vaporization at hightemperatures are investigated with laser-induced luminescence imagingand spectroscopy. Again using the setup depicted in FIG. 6,graphite/(Ni.Co) targets are ablated under typical synthesis conditionswith a Nd:YAG laser at 1000° C. in a 2-in. quartz tube reactor inflowing 500 Torr Ar. The plume of ejected material is followed forseveral seconds after ablation using combined imaging and spectroscopyof Co atoms, C₂ and C₃ molecules, and clusters. The ablation plumeexpands in stages during the first 200 μs after ablation and displays aself-focusing behavior. Interaction of the plume with the background gasforms a vortex ring which segregates and confines the vaporized materialwithin a approximately 1 cm³ volume for several seconds. Usingtime-resolved spectroscopy and spectroscopic imaging, the time forconversion of atomic and molecular species to clusters was measured forboth carbon (200 μs) and cobalt (2 ms) at 1000° C. This rapid conversionof carbon to nanoparticles, combined with transmission electronmicroscopy analysis of the collected deposits, indicate that nanotubegrowth occurs over several seconds in a plume of mixed nanoparticles. Byadjusting the time spent by the plume within the high-temperature zoneusing these in situ diagnostics, single-walled nanotubes of controlled(approximately 100 nm) length were grown and the first estimate of agrowth rate on single laser shots (0.2 μm/s) was obtained.

Carbon nanotubes were synthesized under a variety of laser repetitionrates, flow conditions, target positions, and numbers of total shots onthe target using the setup shown in FIG. 6. Following each run, depositswere collected at various points in the reactor and analyzed bybright-field TEM for correlation with the transport dynamics observedduring the run with time-resolved imaging and/or spectroscopy. When thetarget was positioned d=21 cm from the front of the furnace,approximately 10 μm-long SWNT bundles comprised very high fractions ofthe deposit found downstream on the collector.

FIG. 10A depicts field-emission SEM image of SWNT bundles, metalcatalyst particles, and unconverted carbon soot produced by laserablation of a C/Ni/Co target at 1000° C. FIG. 10B depicts TEM images ofthe raw soot collected: downstream on the collector (point 2, for d=21cm in FIG. 6), showing a very high fraction of SWNT bundles along withmetal nanoparticles (black dots).

FIG. 10A shows a field-emission SEM image of a deposit produced at alaser repetition rate of only 0.016 Hz. Over 90% of the deposit appearsto consist of SWNT bundles as estimated from an area analysis.Bright-field TEM images as in FIG. 10B show that metal catalystnanoparticles and small amounts of amorphous carbon account for the restof the deposit.

FIG. 11A depicts HRTEM images of bundles of SWNTs grown by laserablation at 1000° C. FIG. 11B depicts a cross-section of a nanotubebundle, revealing the shape and diameters of the hollow SWNT.

High-resolution scanning TEM images such as those in FIG. 11A confirmthat the bundles consist of SWNT. Cross-sectional images of the bundlespermit an estimate of the nanotube diameters, as shown in FIG. 11B.

The ability to correlate these TEM and FESEM images of deposits with theplume transport dynamics (observed with in situ diagnostics, describedbelow) permits conclusive assessment of the growth conditions. Forexample, the laser repetition rate for the results shown in FIGS.11A-11B was chosen to ensure that the plume observed by imaging hadcompletely cleared the growth chamber, so that the long nanotubes inFIGS. 11A-11B reflected SWNT created on single laser shots.

Plume Dynamics

To understand where and when nanotubes grow, ICCD imaging andspectroscopy of the C/Ni/Co plume were performed at different timesafter laser vaporization, Δt, spanning 20 ns<Δt<3s. At early times, theablated material is primarily in excited states and can be imageddirectly from the plasma emission alone (without LIL excitation).

FIG. 12 depicts ICCD-images of the nascent plasma emission from theplume of vaporized C/Ni/Co target material at 1000° C. and at roomtemperature. The images show oscillations and self-focusing effectsduring the early dynamics of both plumes.

FIG. 12 compares the plume propagation at room temperature and at 1000°C. for Δt<2001s. In each case, the plume exhibits oscillations in bothaxial and radial directions. Just after ablation, the plume expands bothradically and axially and compresses the background gas. However, theinitial kinetic energy of the plume contributes to its overexpansioninto the background gas, and it expands past the position where theplume pressure is equals that of the surrounding ambient. Recoveringfrom this overexpansion, a backward motion is inducted in the plume. Inaddition, a backward motion in the radial direction results in an axialfocusing of the plume, as shown in FIG. 12.

FIG. 13 depicts propagation of the leading edge of the ablation plumesshown in FIG. 12. The position of the leading edge of the plasma plumesis plotted versus time in FIG. 13. At 1000° C., four axial oscillations,decaying in strength, are evident (at 40 ns, 200 ns, 2 μs, and 200 μs).At room temperature, three oscillations can be seen at 600 ns, 10 μs,and 300 μs. These oscillations result from the propagation of internalshock waves within the plume material, caused when the strong externalshock wave is generated and detaches to propagate through the backgroundgas. The plume material reflected from the contact surface between theplume and the background gas forms the internal shocks within the plume.These internal shocks serve to mix and additionally heat the atomic andmolecular carbon and the catalyst species within the plume. Thisoscillatory behavior of laser plasmas propagating into background gaseshas been observed before, and has been described theoretically.

FIG. 14A depicts laser-induced luminescence (LIL) images record thedynamics of the C/Ni/Co plume during SWNT synthesis. A Nd:YAG-laservaporized a C/Ni/Co target (right edge of figure) inside a 2-in. quartztube at 1000° C. in 00 Torr Ar (flowing to the right at 100 sccm). Eachimage represents a different ablation event (100 ns gate width, openedΔτ=100 ns after the XeCl-laser pulse). FIG. 14B depicts an enlarged view(2×) of the plume at 0.2 ms showing vortex ring. FIG. 14C depicts LILimages at room temperature in 500 Torr Ar. FIG. 14D depicts integratedtotal emission from LIL-images acquired at the indicated times at 1000°C. and room temperature.

Following these plume oscillations during Δt<0.2 ms, the ablatedmaterial is segregated into a votex ring (or “smoke ring”) shown atΔt=2.0 ms in FIGS. 14A-14B. This vortex ring is generated because of theviscous interaction between the plume and the background gas. Vortexformation efficiently mixes the ablated species with the background gas,promoting clustering of the plume species through three-body collisions.Then the vortex motion efficiently traps aggregated nanoparticles in aconfined volume for long times (approximately 3 s within approximately 1cm³ in this study) as shown in FIG. 14A.

The leading edge of the plume in FIG. 14A propagates with velocities of:10³ cm/s between 200 μs<Δt<2 ms; 50 cm/s for 10 ms<Δt<5 ms; and 6 cm/sduring 30 ms<Δt<200 ms. After Δt=2 s the plume stops moving upstream,and the plane of the vortex ring tilts toward the tube axis, possiblydue to flow currents or thermophoretic forces. The plume is then draggedby the gas flow back to the collector with an estimated flow velocity of0.6 cm/s. Finally, nanotubes and unconverted soot deposit on the coolcollector surface by thermophoresis.

At room temperature the plume dynamics at later times are completelydifferent. As shown in FIG. 14C, the plume propagates slower in theaxial direction and the motion of the material within the plume ishighly turbulent. This turbulent behavior can be seen more explicitlyusing Rayleigh scattering from the nanoparticles which form during thecooling of the laser plasma in the background gas.

FIGS. 15A-15E depict images of Rayleigh-scattered (RS) light (308 nmXeCl-laser, 26 ns, 20 mJ/cm²) and plasma emission from a carbon vaporplume generated by KrF-laser (248 nm, 28 ns FWHM, 7J/cm²) ablation of apyrolitic graphite target into 300 Torr Ar at room temperature. Theonset of clustering can be gauged by comparing FIGS. 15A-15B RS (left)vs. Plasma emission images (right). FIGS. 15C-15E RS images at latertimes show the highly turbulent motion of plume material and itsconfinement within thin sheets.

Rayleigh-scattering images of the plume evolution from a pure graphitetarget after KrF-laser ablation into 300 Torr Ar, are shown in FIG. 15.By comparing images of the plasma with and without secondarylaser-irradiation, the emergence of Rayleigh scattering can be used toestimate the onset of plume condensation into nanoparticles. Under theseconditions, this time is estimated at 150 μs after ablation from theseimages. The nightly turbulent behavior evident in the images likelyresults from the higher background gases density and smaller gasviscosity compared to those at 100° C. Despite the plume expansion, theablated material remains confined to a relatively small volume withinthe thin sheets of multiple vortices.

Plume Spectroscopy

Once the plume was located with ICCD-imaging, several spectroscopictechniques were applied to probe its composition, including: opticalemission spectroscopy (OES) from excited states in the plasma; opticalabsorption spectroscopy (OAS) and laser-induced fluorescence (LIF) fromground-state atoms and molecules; laser-induced blackbody emission andRayleigh scattering from clusters, nanoparticles, and nanotubes.

FIG. 16A depicts gas-phase absorption spectrum of the carbon vapor plumegenerated by KrF laser (1.6 J/cm²) ablation of a pyrolitic graphitetarget into vacuum. The spectrum was acquired d=0.5 cm from the targetsurface, with a 400 ns gate width beginning 1 μs after the KrF-laserpulse. FIG. 16B depicts LIF (XeCl-laser, 20 mJ/cm²)-spectrum of C₃ inthe carbon vapor plume generated by KrF-laser in vacuum.

To understand the nature of the carbon species ejected from the target,OAS was performed in vacuum. FIG. 16A shows a low-resolution (2.6 nm)absorption spectrum of the plume from a pure graphite target. Thespectrum is dominated by C₃ absorption via A ¹π_(u)←X¹Σ_(g) and C₂absorption: in the Δv=2, −1, 0, and +1 sequences of the Swan d³π_(g)←a³π_(u) system; and the Δv=0 sequence of the Milliken D ¹Σ_(u)⁺←X¹Σ_(g) ⁺ system. The dominance of C₃ as the principal component ofthe plume is consistent with mass spectrometric measurements under thesame conditions which show that the composition of the plume isprimarily C₃, C₂, and C with very few higher-order clusters (intensityratio, C:C₂:C₃C₄:C₅=56:35:100:2.5:1.6).

Ground-state C₃ in the plume was probed by laser induced fluorescencewith a 308-nm XeCl laser. FIG. 16(b) shows the LIF spectrum of vaporizedgraphite in vacuum, displaying predominantly C₃ A ¹π_(u)→X ¹Σ_(g)emission (resolution 10 nm). In addition, weak Δv=0 C₂ Swan d ³π_(g)→a³π_(u) emission can be observed at 516 nm. The XeCl laser can alsoexcite vibronically-induced absorption of C₃ via ¹π_(g) and/or ¹Δ_(u)←X¹Σ_(g).

In addition, the XeCl laser can induce emission from atomic Co (via a⁴F_(j)←y⁴G^(o) _(j)) and from atomic Ni (via a ³D₁←y ³D^(o) ₂). Ittherefore serves as an excellent probe of the ground state atoms andmolecules in the plume, both for laser-induced luminescence (LIL)spectroscopy, and spectroscopic imaging of the separate components.

Referring to FIG. 14, both OES and LIL-spectra were acquired at 1000° C.and at room temperature (RT).

FIGS. 17A-17J depict plasma emission (lighter curve) and laser-inducedluminescence (black curve) spectra measured at different time delaysafter the ablation laser pulse, Δt, and distances, x, from the target at1000° C. during SWNT synthesis: Acquisition times of 100 ns (for Δt<1ms) and 3.5 μs (or Δt >1 ms) began 0.50 ns after the XeCl-laser pulse.Higher-resolution (1.3-nm) LIL-spectrum in the 320-380 nm region(bottom, right) show the following transitions of atomic Co: (1)b⁴F_(7/2)-y²G⁰ _(9/2) at 341.23 nm (2) b⁴F_(9/2)-y⁴G⁰ _(11/12) at 345.35nm (3) b⁴F_(5/2)-y⁴G⁰ _(7/2) at 350.98 nm (4) b⁴F_(7/2)-y⁴G⁰ _(9/2) at352.98 nm, and (5) b⁴F_(5/2)-y⁴D⁰ _(5/2) at 357.50 nm.

FIGS. 18A-18H depict plasma emission (lighter curve) and laser-inducedluminescence (black curve) spectra measured at room temperature atdifferent time delays after the ablation laser pulse, Δt, and distances,x, from the target at (100 ns acquisition times began 35-75 ns after theXeCl-laser pulse).

FIGS. 17 a-17J and 18A-18H present a short summary of these spectra,with nascent plasma emission plotted along with the LIL-emissionwhenever both could be detected. At early times in the plume expansion,close to the target while the plasma is very hot, the plume species areprimarily electronically excited and this emission from excited statesdominates any laser-induced luminescence (from the ground-states) bothat 1000° C. (see FIGS. 17A-17J) and at RT (see FIGS. 18A-18H). Brightnascent emission from C₂ (d ³π_(g)→a ³π_(u), Swan system) and C³(A¹π_(u)→X¹Σ_(g)) dominate at these times. As the plasma expands, cools,and recombines, the ground states become populated, and LIL-emissionemerges to compete with the nascent plasma emission. At 1000° C., LILfrom atomic Co in the 320-380 nm range (see high-resolution spectrum inFIGS. 17A-17J) is clearly visible. Finally, the nascent plasma emissioncompletely disappears, and only LIL from ground-states remains. Fromprevious measurements of clustering in laser plasmas expanding intobackground gases, this disappearance of the nascent plasma emissionusually signals the onset of nanoparticle formation.

Laser-induced blackbody radiation can be used to signal the presence ofcarbon clusters, nanoparticles, and nanotubes. The intensity of thisblackbody emission, I, is defined by I=Ar³(T₀+ΔT)⁵ where T₀ is theinitial temperature of the cluster, ΔT is the temperature increase dueto laser heating, A is a constant and r is the cluster radius.

Induced blackbody radiation becomes observable for Δt>200 μs at 1000 C(FIGS. 17F-17J) and for ΔT>50 μs at room temperature (FIGS. 18D-18H),coincident with the disappearance of the C₂ and C₃ bands in both theplasma-emission and the laser-induced spectra for Δt>200 μs at 1000° C.(and Δt>50 μs at room temperature). From these two coincidentmeasurements, we conclude that the carbon in the plume has substantiallyconverted into clusters or larger aggregates by these times.

However, the atomic Co in the plume remains in atomic form long afterthe atomic and molecular carbon has disappeared. Integrating theemission in the 320-380 nm range from the LIL-spectra, the ground-stateCo population is observed to peak at Δt=0.8 ms and drop by an order ofmagnitude by Δt=2 ms, permitting estimates of the Co clustering time ofapproximately 2 ms at 1000° C. (approximately 1 ms at room temperature).A similar estimation for the Co clustering time can be performed usingspectroscopic imaging of the Co vapor plume (see FIG. 19C).

Blackbody radiation remains the only feature of the spectra taken forΔt>2 ms at 1000° C. (and images, see FIG. 14D). At room temperature thelaser induced blackbody radiation disappears rapidly (Δt approximately 5ms) for the low XeCl-laser intensity employed here [chosen for use atT₀=1000° C. in equation (1)]. The last recognizable feature of thespectrum (see 5 ms image of FIG. 18H) is a broad band at 380 nm, whichis currently unidentified.

Hot particulates from the target would be easily imaged via theirblackbody emission or by Rayleigh-scattering. It is important to notethat we observed very few particulate ejecta for the properly outgassed,hard, Dylon-fabricated targets used in this study.

Spectroscopic Imaging

Once sharp spectral features have been identified throughout a set ofspectroscopic data (such as those described above), optical filters canbe used in conjunction with ICCD-imaging to selectively image differentconstituents of the plume. Here, the 320-380 nm spectral region wasimaged at 1000° C. to locate the ground-state atomic Co in the plume.

FIGS. 19A-19C depict selective imaging in the 320-380 nm spectral rangeat high temperature in 500 Torr Ar (100 ns gate width, ΔT=0, peak imageintensities listed). FIG. 19A depicts ground-state atomic Co in theplume under conditions or SWNT synthesis using a graphite/Ni/Co target.FIG. 19B depicts carbon species in the same region using a purepyrolitic graphite target. FIG. 19C depicts total emission intensitiesfrom sets of images as shown in FIGS. 19A-19B to compare theground-state atomic Co temporal history (from C/Ni/Co target) and thebackground blackbody emission from carbon species (from C target) in thesame spectral region.

FIG. 19A-19B show these images along with corresponding images from apure carbon plume (to assess the extent of blackbody emission fromcarbon species in the same spectral region). The total integratedluminescence from both sets of images are plotted in FIG. 19C. Again,the ground-state atomic Co population is observed to rise (due topopulation of the ground states via recombination of the hot plasma) andthen decay as these atoms become incorporated in clusters. As in FIG.14, the carbon in the plume clusters much more quickly and forms avortex ring.

Further evidence of the sequential condensation of carbon and cobaltinto clusters is the relatively uniform spatial distribution ofatomic-Co in the plume for Δt<2 ms compared to the vorticity of theclustered carbon material (compare FIGS. 19A and 19B). We believe thatthe higher diffusivity of the atomic Co effectively competes with thehydrodynamic trapping within the vortex during this time. Only theleading edge of the atomic-Co plume overlaps the carbon clusters duringthe condensation of the Co atoms. Assuming that Co clustering initiatesnanotube formation, it appears that nanotubes grow from a feedstock ofaggregated nanoparticles during seconds of time, confined first withinthe vortex ring and then by thermophoresis and fluid flow in the quartztube.

Controlled SWNT Growth With in situ Diagnostics

FIG. 20A depicts laser-induced luminescence (LIL) images of the C/Ni/Coplume during synthesis of SWNT with controlled growth times ofapproximately 0.5 s. The target is positioned at d=12.5 cm in FIG. 6FIG. 20B depicts a corresponding deposit collected at point 1 in FIG. 1,showing short (approximately 100 μm) SWNT in the early stages of growth.

In order to check this conclusion and estimate the growth rate, thetarget was positioned closer to the front furnace edge (d=12.5 cm inFIG. 6) such that the plume spent only approximately 0.5s within the hotzone before exiting the furnace in the upstream direction (as shown inFIG. 20 a). From estimates of heat transfer coefficients and the thermaldiffusivity of the gas (convection currents were not considered) thethermal gradient near the upstream edge of the furnace was estimated toextend approximately 5 cm into the tube (d>7 cm in FIG. 20A).Thermophoresis is a powerful driving force for gas-suspendednanoparticles, driving them toward cooler regions of the growth chamber(and permitting capture of the nanomaterials on the collector). Theintention in this experiment was to utilize the natural plume velocityin the upstream direction (determined from FIG. 14) to drive the plumeinto the region of the thermal gradient near the upstream edge of thefurnace. LIL-ICCD imaging recorded the plume dynamics from ablation todeposition.

The plume motion in FIG. 20A is quite similar to that of FIGS. 14A-14Dfor Δt<100 ms. However, for Δt>100 ms the plume propagation changesdramatically, i.e. the plane of the ring vortex tilts relative to thetube axis and the ring elongates along this axis. Between 0.5-0.7s theplume exits the furnace in this tilted orientation to deposit onto theupper surface of the quartz tube (at point 1 in FIG. 6).

A transmission electron microscopy (TEM) image of this deposit is shownin FIG. 20B. The collected material consists of aggregated carbon andmetal-catalyst nanoparticles, and think SWNT bundles of onlyapproximately 100 nm length. The relative yield of the carbon particlesis larger than the yield of the carbon nanotubes which clearly showsthat the time spent by the plume in the hot zone (approximately 0.5s)was not sufficient to convert all of the carbon material into nanotubes.This combined imaging and TEM analysis permits the average growth rateat 1000° C. to be estimated at approximately 0.2 μm/s.

In this example, we have used laser-induced imaging and spectroscopydiagnostic techniques, along with ex situ TEM, to determine thatsingle-walled carbon nanotubes form over several seconds inside the hotfurnace after laser vaporization. Size-controlled SWNT were formed inshort 100-nm lengths by controlling the growth time with thesediagnostics to approximately 0.5s, yielding 0.2 μm/s for the firstestimate of the SWNT growth rate by LV. The spectroscopy at early timesafter laser ablation indicates that the plume initially consists ofatomic and molecular species, with no evidence of hot moltenparticulates which were recently suggested as the primary ejecta.Condensation of carbon occurs within 0.2 ms after ablation, while atomicCo condenses much later (between 1.5 and 2 ms) at 1000° C. The nanotubesgrow within a vortex ring which rap clusters and aggregates within aapproximately 1 cm³ volume during very long periods of time(approximately 3 s). Assuming that metal catalyst clusters are requiredbefore carbon nanotube growth begins, we conclude that feedstock fornanotube growth in this mixture of carbon and metal catalystnanoparticles. It is quite possible that the carbon clusters serve asthe condensation centers for the metal clusters, and mixedcarbon-catalyst alloy clusters are produced. Finally, we producedhigh-purity SWNT deposits with laser repetition rates as low as 0.016Hz. Though these images of the growth process, we conclude that long(approximately 10 μm) SWNT can form from the small amount of materialvaporized in a single-laser shot, a remarkable feat of self-assembly.

Practical Applications of the Invention

A practical application of the invention that has value within thetechnological arts are automotive manufacturers, aerospace vehicles,nanotube engines, ballistics, hydrogen storage batteries and airplanecomponents. There are virtually innumerable uses for the invention, allof which need not be detailed here.

Advantages of the Invention

A composition or method, representing an embodiment of the invention,can be cost effective and advantageous for at least the followingreasons. The invention includes production processes that will allow (1)formation rates of nanostructures necessary for reasonable productionrates, (2) the near net shaped production of component structures.

All the disclosed embodiments of the invention described herein can berealized and practiced without undue experimentation. Although the bestmode of carrying out the invention contemplated by the inventors isdisclosed above, practice of the invention is not limited thereto.Accordingly, it will be appreciated by those skilled in the art that theinvention may be practiced otherwise than as specifically describedherein.

For example, the individual components need not be formed in thedisclosed shapes, or assembled in the disclosed configuration, but couldbe provided in virtually any shape, and assembled in virtually anyconfiguration. Further, the individual components need not be fabricatedfrom the disclosed materials, but could be fabricated from virtually anysuitable materials. Further, although the nanotubes described herein canbe physically separate modules, it will be manifest that the nanotubesmay be integrated with associated devices and/or apparatus. Furthermore,the invention is useful for converting and growing noncrystallinematerials such as, for example, glass and polymers. Further still, allthe disclosed elements and features of each disclosed embodiment can becombined with, or substituted for, the disclosed elements and featuresof every other disclosed embodiment except where such elements orfeatures are mutually exclusive.

It will be manifest that various additions, modifications andrearrangements of the features of the invention may be made withoutdeviating from the spirit and scope of the underlying inventive concept.It is intended that the scope of the invention as defined by theappended claims and their equivalents cover all such additions,modifications, and rearrangements.

The appended claims are not to be interpreted as includingmeans-plus-function limitations, unless such a limitation is explicitlyrecited in a given claim using the phrase “means for.” Expedientembodiments of the invention are differentiated by the appendedsubclaims.

1-8. (canceled)
 9. A method, comprising: depositing a condensed phasematrix material; and activating said condensed phase matrix material toproduce a plurality of nanorods by condensed phase conversion and growthfrom the condensed phase matrix material instead of from vapor.
 10. Themethod of claim 9, wherein said condensed phase matrix material isdeposited by condensing a gaseous phase source of condensed phase matrixmaterial.
 11. The method of claim 9, wherein said condensed phase matrixmaterial includes at least one member selected from the group consistingof carbon, silicon, silicon carbide, germanium, and gallium arsenide andsaid plurality of nanorods include at least one member selected from thegroup consisting of carbon, silicon, silicon carbide, germanium, boronnitride and gallium arsenide.
 12. The method of claim 11, wherein saidcondensed phase matrix material includes amorphous carbon particles withan average diameter of from approximately 1 nm to approximately 100 nm.13. The method of claim 9, further comprising providing a plurality ofcatalyst particles, wherein activating said condensed phase matrixmaterial includes activating said plurality of catalyst particles toproduce a plurality of nanorods by condensed phase conversion andgrowth. 14-16. (canceled)
 17. The method of claim 9, wherein saidcondensed phase matrix material is prepared by at least one techniqueselected from the group consisting of laser ablation, thermal spray,electric arc, plasma arc, infrared vaporization, microwave vaporization,mechanical grinding, mechanical fracture, explosive vaporization, ionsputtering, electron beam etching.
 18. The method of claim 9, whereinsaid condensed phase matrix material includes a plurality of solid phasetemplates produced by condensed phase conversion and growth, andactivating said condensed phase matrix material includes reactivatingsaid plurality of solid phase templates to grow said plurality ofnanorods by condensed phase conversion and growth from said solid phasetemplates.
 19. The method of claim 18, wherein said plurality of solidphase templates include nanorods.
 20. The method of claim 18, whereinsaid plurality of solid phase templates include single wall nanotubes.21-22. (canceled)
 23. The method of claim 9, wherein said condensedphase matrix material is provided in a pattern of a substrate.
 24. Themethod of claim 23, further comprising providing at least one catalystparticle on said pattern, wherein activating said condensed phase matrixmaterial includes activating said at least one catalyst particle totransform said condensed phase matrix material into at least one nanorodby condensed phase conversion and growth.
 25. The method of claim 9,wherein said condensed phase matrix material is provided in a moldspace.
 26. The method of claim 9, wherein said plurality of nanorodsinclude at least one substantially cylindrical nanostructure selectedfrom the group consisting of nanowires, multi-wall nanotubes andsingle-wall nanotubes. 27-28. (canceled)
 29. The method of claim 9,wherein said plurality of nanorods are interrelated to define asubstantially random distribution of intersection angles between theplurality of nanorods.
 30. The method of claim 9, wherein said pluralityof nanorods are interwoven.
 31. The method of claim 9, wherein condensedphase conversion and growth includes solid-state conversion and growth.32. The method of claim 9, wherein activating takes place afterdepositing.
 33. The method of claim 9, further comprising placing saidplurality of nanorods in contact with a condensed phase feedstockmaterial and annealing to continue growth of the plurality of nanorods.